Downloadable Forms and Applications List
Use this page to find current forms, legislation, reports, guidelines, publications and other helpful information
Guidelines
- Additional Disclosures for Financial Fiduciaries
- AMENDED Guidance Note No. 1 on the Role of the Principal Representative
- AML CFT Institutional Risk Assessment Guidelines
- Code of Market Conduct for Insurance Brokers
- Competency Standards For Insurance Intermediaries
- Credit Union Investment Guidelines
- Credit Union Nomination Guidelines
- CRS Guidance FINAL
- Guidance Common Reporting Standard Exchange Information Act
- Guidance Note No 1 on the Role of the Principal Representative
- Guidance Note No 2 Guidelines for Insurance Intermediaries
- Guidance Note No 3 Guidelines on the Establishment and maintenance of Insurance Funds by Insurers
- Guidance Note No 4 Registration of a Private Pension Plan and a Pension Plan Amendment
- Guidance Note No 5 Guidelines on Reporting Requirements for Pension Fund Plans
- Guidance Note No 8 on Business Continuity Management for Insurance Companies
- Guidance Note No 9 Guidelines on Reinsurance Arrangements and Sound Practices
- Guidelines on Complaints Handling for Insurance Companies
- Guidelines - Establishing a code of conduct for Corporate Governance
- Guidelines on Risk Management and Internal Controls- Insurance Companies
- Investment Guidelines for Pension Fund Plans No 6
- Simplified Due Diligence Guidelines
- Share Capital Guidelines for Credit Unions
- Updated Reportable Jurisdictions List
Forms (General)
Friendly Society
Money Services Business
Credit Union
Building Societies
Insurance
- Application for Insurance Sales Representative License
- Application for Insurance Business License
- Application for Insurance Agent License
- Application for Insurance Broker License
- Application for Insurance Adjuster License
- Personal Questionnaire for Insurance Company Officials
- Personal Questionnaire for Insurance Intermediaries
- Renewal of Insurance Adjuster License
- Renewal for Insurance Agent License
- Renewal of Insurance Broker License
- Renewal of Insurance Sales Representative License
- Requirements for Insurance Intermediaries
- Requirements for the Establishment of an Insurance Company
Forms (International Financial Services)
Business Companies
- Application to be registered as a SCC
- Application to be Incorporated as a SCC
- Application for Restoration to Register
- Articles of Continuation
- Articles of Dissolution
- Cancellation of Election to Register Directors
- Certificate of Departure
- Notice of Change to Directors details
- Notice of Election to Register Directors
- Application to Register Charge
- Application for Variation of Registered Charge
- Articles of Amendment
- Articles of Incorporation
- Articles of Merger (Parent Company)
- Articles of Merger Consolidation
- Certificate of Immobilization
- Election to Register Charge
- Notice of Cessation of Charge
- Notice of Change of Registered Office or Registered Agent
- Request for Name Search
LLC
International Banks
International Insurance
Mutual Funds
- Application for Renewal of Certificate of Registration or Recognition
- Fund Manager and Administrator - Application for License
- MUTUAL FUNDS APPLICATION CHECKLIST
- Mutual Fund Manager or Administrator - Application for Recognition Checklist
- Notice of Change of Particulars
- Personal Questionnaire - Mutual Fund License Application
- Private or Accredited Mutual fund - Application for Recognition
- Public Mutual Fund - Application for Registration
- Renewal of Manager Administrator License
Registered Agents
- Application - AML CFT Officer
- Certificate of Compliance
- Personal Questionnaire - Registered Agent and Trustee License Application
- Notice of Change of Particulars - RA
- RA Application Form (revised version)
- Registered Agent and Trustee - Application Checklist
- Registered Agent and Trustee- Application for Renewal of License
Legislation
- Anti-Money Laundering and Terrorist Financing (Administrative Penalties) Regulations 2024
- Anti-Money Laundering and Terrorist Financing Regulations 2014
- Anti-Terrorism Act, 2023
- Automatic Exchange of Financial Information (Common Reporting Standards) Act
- Automatic Exchange of Financial Information (Common Reporting Standards) Regulations
- Automatic Exchange of Financial Account Information (Common Reporting Standard) (Amendment) Act
- Building Societies Act - Cap 450
- Companies Act - Cap 143
- Cooperatives Societies Act
- Co-operative Socieities (Amendment) Act 2023
- Co-operative Societies Regulations, 2023, (S. R & O No. 45)
- FATCA Act 2015
- Financial Laws (Miscellaneous Amendments) Act 2014
- Friendly Socieites Act, 2021
- Income Tax Amendment Act 2020
- Financial Services Authority Act
- Insurance Act - Cap306
- Insurance (Amendment) Act, 2023
- International Banks Act - Cap99
- International Business Companies (Amendment) Act 2018
- International Business Companies (Amendment & Consolidation) Act Cap149
- International Cooperation (Tax Information Exchange Agreement) Act 2011
- International Insurance Act - Cap 307
- International Tax Cooperation (Economic Substance) Act 2020
- International Trust (Amendment Act) 2018
- International Trusts Act - Cap491
- International Trusts SRO 2004 - FEES
- Limited Liability Companies Act - Cap151
- Money Services Business (Amendment) Act, 2022
- Money Services Business Act -Cap260
- Mutual Funds Act - Cap154
- Mutual Funds Regulations 1999
- Virtual Asset Business Act 2022
- Registered Agent & Trustee Licensing Act - Cap105
Publications
- The 'ABC' of Insurance
- A 'Built to Last' international financial services centre - Feb 2nd 2018
- Demonstrable compliance and unilateral actions - Nov 17th 2017
- Disconnecting from Global Finance 2016
- FSA 10th Anniversary Commemorative Emagazine
- FSA Complaints Procedure
- FSA Enforcement Policy Guidelines
- FSA Newsletter
- Financial Services Authority (FSA) Turns 7
- IFS E-Guide
- Jurisdiction information and STEP branch members - Feb 2nd 2018
- Risk-Based Supervisory Framework May 2022
- Statement of Guidance - Large Exposures and Credit Risk Concentration for International Banks